The Canadian Securities Administrators (CSA) and Canadian Investment Regulatory Organization (CIRO) have published their findings from recent compliance sweeps on the know-your-client, know-your-product, and suitability obligations under the Client Focused Reforms (Phase 2 Sweep).
Join BLG's Investment Management Group on January 26, 2026, for a webinar that will shine a light on this enhanced regulatory guidance by:
- Analyzing the Phase 2 Sweep results
- Providing actionable steps to comply with the guidance
- Applying the Phase 2 Sweep results to various business models
To register for this event, please click here.