Please join Holland & Knight's Securities Enforcement Defense Team and HK Women in White Collar for a 60-minute CLE training session led by attorneys Jessica Magee, Allison Kernisky and Madeline Tansey. This webinar will examine the critical issues to consider when a Wells notice is received in a U.S. Securities and Exchange Commission (SEC) investigation, including:
- steps to take before a notice is issued
- Dodd-Frank deadlines triggered by Wells notices
- risks and opportunities of making a Wells submission
- preparing strong submissions and the SEC's vetting process
- considerations and consequences of Wells submissions in parallel investigations and private litigation
We hope you can join us for this highly informative presentation. Please register below.
About HK Women in White Collar: HK Women in White Collar is a working group of female attorneys who are members of the firm's White Collar Defense and Investigations Team and Securities Enforcement Defense Team. They are committed to working on white collar defense matters, including internal investigations, and provide regular education and training courses for all attorneys and clients.
Speakers:
Jessica B. Magee | Partner,
Dallas
Allison Kernisky | Partner,
Miami
Madeline Tansey | Associate,
Houston
Date/Time:
Thursday, November 16, 2023
1:00 – 2:00 p.m. ET
12:00 – 1:00 p.m. CT
11:00 a.m. – 12:00 p.m. MT
10:00 – 11:00 a.m. PT
RSVP:
Please register online by November 15. Webinar access information will be provided in your confirmation email.