The CSA yesterday published a list of frequently asked questions, related responses and additional guidance to assist registrants in satisfying requirements in regards to cost disclosure, performance reporting and client statements that came into force on July 15, 2013.
Specifically, the notice provides guidance in respect of a number of issues, including relationship disclosure information, pre-trade disclosure of charges, content and delivery of trade confirmations, account statements, and the content of investment performance reports.
For more information, see CSA Staff Notice 31-337.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
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