Article
13 Oct 2026
23x5 Trading Comes To US Exchanges: What Firms Should Know Before Launch
AUTHORS CONTENT
Article
22 May 2023
SEC Proposes To Expand Reg SCI
Article
11 Feb 2022
SEC Proposes Significant New Regulatory Obligations For Communication Protocol Systems And Government Securities ATSs
Article
21 Dec 2020
SEC Proposes Amendments To Reg ATS For Government Securities ATSs
Article
02 Nov 2020
SEC Proposes Exemptive Relief From Broker Registration For Finders For Small Companies
Article
24 Mar 2020
The SEC's Fixed Income Market Structure Advisory Committee Approves Two New Recommendations
Article
25 Feb 2020
FINRA Introduces Two Fixed Income Initiatives
Article
12 Sep 2018
SEC Adopts Significant Changes To Regulation ATS
Article
27 Mar 2018
SEC Proposes Transaction Fee Pilot For NMS Stocks
Article
18 Jan 2018
SEC's Fixed Income Market Structure Advisory Committee Discusses Bond Market Liquidity In Its Inaugural Meeting
Article
07 Dec 2016
Change And Continuity In Securities Regulation
Article
12 May 2016
SEC's Equity Market Structure Advisory Committee Considers An Access Fee Pilot And Changes To The Regulation Of Trading Venues
Article
15 Apr 2016
Registration Of Associated Persons With Algorithmic Trading Responsibilities
Article
02 Mar 2016
SEC's Equity Market Structure Advisory Committee Considers Market Volatility And Customer Issues
Article
15 Feb 2016
Changes To US Treasury Market Structure And Request For Comments
Article
05 Jan 2016
SEC Proposes Significant Regulatory Changes For Alternative Trading Systems
Article
16 Nov 2015
Access Fees And Regulatory Structure Of Trading Venues
Article
06 Nov 2015
SEC Equity Market Structure Advisory Committee
Article
13 Jul 2015
SEC Approves NMS Plan To Implement Tick Size Pilot For Small Cap Stocks
Article
14 Apr 2015
Expanding Oversight Of Active, Proprietary Trading Firms: SEC Proposes Amendments To Rule 15b9-1