Article 19 Dec 2018 NFA Issues Internal Controls Guidance For Commodity Pool Operators United States Finance
Article 13 Dec 2018 NFA Members: Will You Need To Update Your Cybersecurity Policy? United States Technology
Article 24 Jul 2018 CFTC, SEC Sign New Memorandum Of Understanding On Information Sharing United States Finance
Article 19 Sep 2016 NFA Proposal Would Require CFTC-Registered Asset Managers To Report On Financial Condition United States Finance
Article 09 Aug 2016 CFTC Proposes Permanent Registration Relief To Certain Non-US Asset Managers United States Finance
Article 21 Dec 2015 SEC Proposes Requirements For Funds' Use Of Derivatives And Other Financial Transactions United States Finance
Article 16 Nov 2015 Prosecutors Record First-Ever Conviction For ‘Spoofing': A New Era Of Trading Enforcement United States Finance
Article 13 Sep 2015 National Futures Association Proposes Cybersecurity Guidance For NFA Member Firms United States Finance