Article 19 Nov 2020 CFTC Finalizes Revised Rules On Position Limits For Futures And Swaps United States Finance
Article 10 Nov 2020 CFTC Expands Availability Of Exemption From Registration For Non-U.S. Commodity Pool Operators Of Offshore Commodity Pools United States Finance
Article 12 Oct 2020 Expiration Of COVID-19 Relief For APs And Principals To Submit Fingerprint Cards United States Finance
Article 04 Sep 2020 Effective September 8 - New CFTC Requirement For CPOs Who Rely On The De Minimis Exemption For Private Funds United States Finance
Article 08 May 2020 CFTC Reproposes Rules On Position Limits For Futures And Swaps (May 2020) United States Finance
Article 17 Apr 2020 Managing Volatility In A Pandemic? Document Your Derivatives Transactions Appropriately United States Finance
Article 06 Apr 2020 In Response To COVID-19 CFTC And NFA Issue Temporary Relief To Commodity Pool Operators And Commodity Trading Advisors United States Finance
Article 30 Mar 2020 In Response To COVID-19 NFA Issues Guidance Regarding Application Of Branch Office Requirements To Remote APs; CFTC Relief Expected United States Finance
Article 24 Jan 2020 New Year Brings New Responsibilities For Some Asset Managers Who Are Exempt From Registration With The CFTC United States Finance
Article 23 Dec 2019 CFTC Amends Regulations Applicable To Asset Managers Including Excluded And Exempt CPOs And CTAs; Action May Be Required United States Finance
Article 13 Aug 2019 CFTC Staff Extends No-Action Relief From Certain Position Aggregation Requirements United States Finance
Article 25 Jul 2019 Recent CFTC Enforcement Action Against Non-U.S. Fund Manager For Violation Of U.S. Position Limits Highlights Traps For Unwary United States Finance
Article 10 May 2019 NFA Adopts Swaps Proficiency Exam Requirement For Associated Persons Of Asset Managers United States Finance
Article 08 Apr 2019 CFTC Adopts Swaps Proficiency Exam Requirement For Associated Persons Of Asset Managers United States Finance
Article 19 Mar 2019 CFTC Expands Enforcement Focus To Foreign Corrupt Practices United States Finance
Article 14 Jan 2019 The New Year Rings In New Requirements For NFA Member Asset Managers United States Technology
Article 13 Dec 2018 Screaming Into A Pit: CFTC Gets Empty Response To Market Manipulation Claims United States Finance
Article 14 Aug 2018 New Disclosure Requirements For NFA Members Engaging In Virtual Currency Activities—Action Required United States Technology
Article 18 Jun 2018 CME Group's Recent Action Against Asset Manager Underscores The Importance Of Prompt Responses To SRO Inquiries United States Commercial