Michael Osnato, Jr.

Second Circuit: Rejects Novel Theory Of Liability For Short-Swing Profits Under Section 16(b)

SEC Drops First Ever Liquidity Rule Suit Against Mutual Fund Adviser And Officers And Trustees

Delaware Supreme Court Reverses Unprecedented Aiding And Abetting Decision Against Third-Party Acquiror

New Guidance From The SEC's Division Of Trading And Markets Signals A Welcome Shift On The SEC's Approach To Crypto Asset Activities And Distributed Ledger Technology

Ninth Circuit: Clarifies The Application Of The Larson Test In Shareholder Derivative Actions

Regulatory And Enforcement Alert: SEC Division Of Examinations Releases Risk Alert Addressing Examinations Of Registered Investment Companies