Jessica D. Cohn

Y'All Street To Attract Business With "Pro-Growth" Legislation

SEC Appears Poised To Bolster Competition On "Y'all Street"

SEC Extends Compliance Period For The Amended Names Rule

New Kid On Y'all's Block

"Oops, I Was A Broker!?" SEC Cracks Down On Investment Adviser Representatives Acting As Unregistered Brokers

Federal Court Vacates SEC's Expanded Dealer Definition

NAPFM, AIMA, And MFA File Complaint Against SEC's New Dealer Rule

SEC Expands "Dealer" Definition To Capture Liquidity Providers

SEC Expands Definition Of Dealers And Government Securities Dealers