William F. Cole

Giddy-Yup: SEC Approves Y'all Street's Hometown Exchange

NFA Proposes Guidance On Diligent Supervision Of Associated Persons

After Approval At DC District Court, Appeals Court Halts Trading Event Contracts Based On Election Outcomes

NFA Announces Effective Date For New Compliance Rule 2-52 And Related Guidance Re: Member Questionnaire

CFTC Proposes Highly Anticipated Guidance On Voluntary Carbon Credit Derivatives

SEC Publishes Its 2024 Exam Priorities—Early