Derek N. Steingarten

SEC Adoption Of Current Reporting And Other Amendments To Form PF

The SEC Expands Focus On Cybersecurity Risk To Include Registered Advisers, Broker‑Dealers, And Other Market Participants

A New Federal Exemption For M&A Brokers

Private Fund Advisers 2023 Regulatory Outlook

Investment Adviser Compliance Index

California Proposes Adopting IAR Continuing Education Model Rules

SEC Requires Tailored Shareholder Reports And Amends Fund Advertising Rules

SEC Targeting RIAs For Use Of "Off-Channel" Communications

SEC Proposes To Require Registered Investment Advisers To Implement A Comprehensive Oversight Framework For Service Providers

Experienced RIA Acquirers Are Having An Excellent Year