Adam Epstein

Senior Managers And Certification Regime (SMCR): The Next Step To Implementation For Authorised Firms.

What The FCA's Business Plan Tells Us About Enforcement In The Coming Year

FCA Fine For Failures Around Suspicious Activity Reporting Highlights The Risks In Relying On Group-Wide Controls In UK Companies

AIM Company Fined For Late Disclosure

Bluefin Insurance Fined £4M For Putting Commercial Interests Ahead Of Customers' Interests

Penalty For BAML "Algo-Baiter"

Taking Financial Ombudsman Service Decisions Seriously: Foreman Financial Services

Senior Managers And Certification Regime – A Step Closer?

The Move To Limited Directors´ Liability - A Lifeline Or Another Missed Opportunity?

Directors in the Firing Line? – An Inside View on Risk and Protection