Beth Kramer

SEC Marketing Rule FAQs Provide New Guidance On Presenting Gross And Net Performance In Extracted Performance And Investment Characteristics

SEC Division Of Examinations 2025 Priorities

Alternative Funds 2024

2024 Investment Management Regulatory And Compliance Calendar And Guidebook

SEC Risk Alert: Investment Adviser Examinations

Summary Of The SEC's Private Fund Adviser Rules

SEC Risk Alert: EXAMS' Review Of Marketing Rule Compliance To Focus On Testimonials/Endorsements, Third-Party Ratings, And Form ADV

Division Of Exams Issues Risk Alerts On Safeguarding Customer Records At Branch Offices And LIBOR-Transition

SEC Adopts Amendments To Form PF That Affect Large Hedge Fund Advisers, Private Equity Fund Advisers, And Large Private Equity Fund Advisers

SEC EXAMS Issues Risk Alert For Newly-Registered Advisers: Important Considerations And Observations