Adam B. Schwartz

U.S. DOJ First Declination For Sanctions Violation Since Creation Of M&A Safe Harbor

U.S. DOJ Announces Substantial Strategic Shifts In White-collar Crime Enforcement

Partial Motion To Dismiss Granted In SolarWinds Including Dismissal Of SEC's Accounting And Disclosure Controls Claims

2023 Report On FINRA's Examination And Risk Monitoring Program

SEC's Division Of Examinations Issues Risk Alert Regarding MNPI-Related Compliance Issues For Investment Advisers

Sanctions Round Up: Fourth Quarter 2021

Sanctions Round Up: First Quarter 2021

Sanctions Round Up: Fourth Quarter 2020

Compliance And Investigations In An Age Of Turmoil And Disruption – Panama