Article 06 Mar 2020 Judge Overturns FCPA Jury Verdict Against Former Alstom Executive Lawrence Hoskins United States Government
Article 20 Feb 2020 OCIE Issues Observations On Cybersecurity And Resiliency; Supreme Court Refuses To Hear FINRA Pay-To-Play Challenge United States Technology
Article 17 Jan 2020 2020 Private Fund Manager Compliance Update: U.S. SEC/CFTC Filing Deadlines And SEC Examination Priorities United States Finance
Article 19 Dec 2019 SEC Proposes Amendments To Advertising And Cash Solicitation Rules United States Media & IT
Article 25 Oct 2019 Sweeping Changes Proposed For Medicare And Medicaid Anti-Kickback Statute And Self-Referral Rules United States Healthcare
Article 15 Oct 2019 Minnesota District Court Decision May Open Door To Broad Discovery Of Confidential Presentations To Government Investigators United States Litigation
Article 23 Sep 2019 Och-Ziff Restitution Highlights Risks Of Subsidiary Pleas In Criminal Resolutions United States Commercial
Article 20 Sep 2019 SEC Risk Alert Cites Frequent Principal And Agency Cross Trading Issues For Advisers United States Commercial
Article 27 Jun 2019 SEC Settles With Private Fund Adviser And Portfolio Manager Over Valuation Policies And Procedures United States Commercial
Article 17 Jun 2019 OCIE Risk Alert Relating To Safeguarding Customer Records And Information In Cloud-Based And Other Network Storage United States Technology
Article 05 Jun 2019 Supreme Court Holds Bankrupt Trademark Licensor Cannot Revoke License United Kingdom IP
Article 03 Jun 2019 DOJ Issues Most Detailed Guidance Regarding Evaluation Of Corporate Compliance Programs To Date United States Commercial