Ayah K. Zaidi

The Corporate Transparency Act: Impact On Private Fund Managers

SEC Adopts Final Amendments To Schedule 13D And 13G Requirements

Reminder: Renewal And Notice Filing Fees For Investment Advisers Due By December 11, 2023

Important Dates And Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors And Commodity Pool Operators (February 14, 2022)

Reminder: Increased "Qualified Client" Dollar Amount Tests To Take Effect August 16, 2021

FINRA Entitlement Certification Due By July 19, 2021

SEC Adopts New Marketing Rule For Investment Advisers

Reminder: Renewal And Notice Filing Fees For Investment Advisers Due By December 14, 2020

Important Dates And Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors And Commodity Pool Operators - February 7, 2020

Investment Adviser Agrees To Pay $5 Million For Compliance Deficiencies In Valuing Client Assets