Derek Ricci

Making A Profit Is Not Illegal: Capital Markets Tribunal Dismisses Enforcement Proceedings Finding Borrowed Free Trading Shares Remain Unaffected By Pledge Of Restricted Shares

Court Of Québec Orders The Exclusion Of Evidence Citing "Serious" And "Systemic" Breaches Of The Canadian Charter Of Rights And Freedoms

Québec Court Tackles Novel Issues During Approval Of The Second Remediation Agreement (a.k.a. Deferred Prosecution Agreement) Under The Canadian Criminal Code

If It Ain't Broke… Davies Comments On Draft Capital Markets Act

OECD Report: The Role Of Corporations In Fighting White Collar Crime Enablers

Buyer Beware: In Canada's First COVID-19 "Busted Deal" Decision, Court Finds That Duo Bank Cannot Terminate Its Acquisition Of Fairstone Financial

Davies Highlights Concerns With Proposals To Modernize Ontario's Capital Markets

Top Court Expands Scope Of Potential Liability In Price-Fixing Class Actions

Not All Customers Are The Same: Top Court Rules Business Customers Cannot Join Consumer Class Action

The Meaning Of "Existence": Wrestling With "Some Basis In Fact" And Common Issues After Pro-Sys