A COMPILATION OF COMPREHENSIVE LEARNING SOLUTIONS, BESPOKE TRAINING SESSIONS, SPECIALISED WORKSHOPS AND COACHING SESSIONS
Training Session
TUESDAY
Oct 19, 2021
9:30 AM
To
TUESDAY
Oct 19, 2021
3:30 PM
WHERE ?
Arendt House
41 Avenue John F. Kennedy
L-2082 Luxembourg
WHO ?
speakers
Nicolas
Deldime
Bénédicte
d'Allard
Objectives
The attendees will gain solid knowledge of the MIFID 2 rules applicable to Investment Fund Managers authorised to render MIFID investment services.
Content
- Introduction – extent of the application of MiFID II to IFMs extended scope
- Eligible investment services and their particularities
- Operating conditions and organisational measures
- MIFID II rules:
- Client categorization
- MiFID definitions and other definitions
- Information to clients
- dos and don'ts
- costs and charges: transparency
- costs and charges disclosures: MiFID vs. KIIDs/ PRIIPs
- Suitability & Appropriateness
- nature of information to be gathered
- record keeping
- Inducement
- MiFID 1, UCITS and AIFM Directives
- change and impact linked to MiFID 2
- independent investment advice
- investment research: historical set-up and 2 options of unbundling investment research
- Product governance
- manufacturer and distributer
- target market / EMT
- Reporting to clients
- content and periodicity
- Best execution
- main changes/ points of attention
- policy
- performance indicators (RTS 27 report, RTS 28 report)
- Record-keeping
- requirements (format (do's and don'ts), period of retention)
- others (client order handling, service contract, etc.)
Speaker(s)
Nicolas Deldime (Partner, Arendt Regulatory &
Consulting),
Bénédicte d'Allard (Senior Manager,
Arendt Regulatory & Consulting).
Target Group
Board members, daily managers, internal control functions, front/ middle/ back office persons involved in MIFID service rendered to clients.
Duration
6 hours (including a 1-hour lunch break).
Language
English
Price
500€