Colin Smith from Withers LLP Author Profile Page

Colin Smith

Withers LLP

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Does Brexit Spell The End For Cross-Border Operations For Financial Services Firms?

27 Jun 2016 | European Union

Would Brexit Spell The End For Cross-Border Operations For Financial Services Firms?

24 Jun 2016 | UK

Obligations For Approved Persons Don’t Stop At The Office Door

18 Dec 2014 | UK

FCA Supervision - Thematic Reviews

10 Dec 2014 | UK

Financial Crime - Bribery Act

10 Dec 2014 | UK

CRV IV - Remuneration

09 Dec 2014 | European Union

US Regulation - SEC Sanctions Foreign Bank For Failure To Register

09 Dec 2014 | United States

New Funds Supervision Team

05 Nov 2014 | UK

EBA Opinion On CRD IV Use Of Special Allowances

05 Nov 2014 | European Union

Market Abuse Surveillance: A Reminder For Prop And Client Traders

05 Nov 2014 | UK

FCA On Restriction Of Retail Distribution Of CoCos And Mutual Funds

05 Nov 2014 | UK

First Prosecution Under The Bribery Act 2010

15 Sep 2011 | UK

Are You Ready For 1 July 2011 (And Beyond)?

05 Jul 2011 | UK

AIFM – The Next Steps

08 Mar 2011 | UK

The Remuneration Code

25 Jan 2011 | UK

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