Article 19 Jun 2024 Asset Management Transatlantic Regulatory Roundup: Differences In SEC And FCA Regulation Of Fund Advisers (Podcast) United States Commercial
Article 22 Feb 2022 SEC Proposes Cybersecurity Risk Management Rules For Registered Funds And Advisers United States Finance
Article 22 Dec 2020 Podcast: Alumni @ RopesTalk: Conversation With Jacob Comer, NovaQuest Capital Management United States Wealth Mgt
Article 05 Aug 2020 Podcast: ICI Memo: LIBOR Update – SEC OCIE Issues Risk Alert On LIBOR Transition Preparedness United States Commercial
Article 27 Jul 2020 Podcast: SEC Issues Risk Alert: Compliance Issues For Investment Advisers Managing Private Funds – What You Need To Know United States Commercial
Article 11 Jun 2020 Podcast: COVID-19: European Regulatory Update For Asset Managers: 8 June 2020 United States Finance
Article 29 May 2019 Robare V. SEC: The D.C. Circuit "May" Have Punted On Key Disclosure Question, But Takes Clear Stand On "Willful" Conduct United States Finance
Article 15 Apr 2019 SEC Scrutinizes Sale Of Mortgage Interests Among Affiliated Funds United States Commercial
Article 08 Aug 2018 Ropes & Gray Files Comments On SEC's Proposed Interpretation Of Advisers Act Fiduciary Duty United States Commercial
Article 02 May 2018 Podcast - Credit Funds: How PE Funds Can Address And Minimize Conflict When Expanding Into Credit United States Commercial
Article 24 Sep 2014 SEC Brings First Action Against A Private Equity Fund Adviser For Misallocation Of Portfolio Company Expenses United States Commercial
Article 08 Oct 2013 Government Enforcement Attorneys Review Regulatory Challenges Facing Companies In Financial Services, Health Care And Government Contracting Industries United States Commercial
Article 30 Sep 2011 Applicability Of Large Trader Rules To Private Equity Advisers United States Finance
Article 28 Jun 2011 SEC Adopts Rules To Implement The Private Fund Investment Advisers Registration Act United States Finance
Article 06 Jun 2011 Special Considerations For Private Fund Advisers Under The Advisers Act United States Consumer
Article 03 May 2011 Application Of The Investment Advisers Act To Private Equity Advisers - Part 1 United States Commercial
Article 03 May 2011 Application Of The Investment Advisers Act To Private Equity Advisers - Part 2 United States Commercial
Article 09 Feb 2011 SEC Proposes Reporting Obligations for Advisers to Private Funds on New Form PF United States Finance
Article 07 Dec 2010 SEC Proposes Rules to Implement the Private Fund Investment Advisers Registration Act United States Finance