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Sheppard Mullin Richter & Hampton
Sarah E. Aberg
Sarah E. Aberg
Sheppard Mullin Richter & Hampton
SEC Approves Nasdaq Diversity Rule
23 Aug 2021 | United States
SEC's French Order Is First Ever Substituted Compliance Determination In Connection With Capital And Margin Requirements
18 Aug 2021 | United States
Supreme Court Resolves Circuit Split Over CFAA
15 Jun 2021 | United States
French Insider Podcast Episode 2: Business Immigration Challenges Companies Should Know About In 2021 With Julie Myers Wood (Podcast)
04 Jun 2021 | United States
Game On: FINRA Hints At Upcoming Gamification Sweep
03 Jun 2021 | United States
Five Keys To A Successful Compliance Risk Assessment
06 Apr 2021 | United States
SEC Commissioner Calls For A Brave New Approach To Corporate Penalties
20 Mar 2021 | United States
FinCEN Provides Clarity For Section 314(b) Information Sharing
24 Dec 2020 | United States
CFTC's Enforcement Division Announces Record-Breaking 2020 And Outlines Priorities For 2021
07 Dec 2020 | United States
OCIE Director Instructs Advisers To Empower Chief Compliance Officers
26 Nov 2020 | United States
Despite Challenges, It's Full Steam Ahead For SEC's Enforcement Division
01 Oct 2020 | United States
CFTC Throws Its Hat Into The Corporate Compliance Arena
16 Sep 2020 | United States
Ninth Circuit Reverses SEC Disgorgement Award And Remands In First Decision Post-Liu
24 Aug 2020 | United States
FINRA Settlement Highlights Importance Of Anti-Money Laundering Due Diligence And Monitoring
07 Aug 2020 | United States
Office Of The Comptroller Of The Currency Affirms Authority Of A National Bank To Provide Cryptocurrency Custody Services
03 Aug 2020 | United States
DOJ Cracks Down On COVID-Relief Fraud
30 Jul 2020 | United States
Supreme Court Preserves But Limits SEC Disgorgement Power
01 Jul 2020 | United States
How The New Presidential Proclamation Regarding Non-Immigrant Visas Affects Your Company
24 Jun 2020 | United States
Not Today Corona: EEOC Bans Employer Antibody Screenings
22 Jun 2020 | United States
The White House Considers Sweeping Ban On Nonimmigrant Worker Visas
19 Jun 2020 | United States
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20%
Very Popular: This author falls within the Top 20% for the below topics and industry categories
Based on Mondaq users readership, this author is ranked as VERY POPULAR in United States for the topics, user groups and industry sectors listed below*:
Topics
  • Immigration
  • Government Contracts, Procurement & PPP
  • Investment Immigration
  • Shareholders
Positions
  • Corporate/Company Secretary, Compliance Officer
  • CFO/FD, Inhouse Accountant, Treasurer
Industry
  • Securities & Investment
  • Consumer Industries
  • Not For Profit
  • Technology
* Rankings are based on analysis of the last 12 months of Mondaq readership data across more than 25,000 contributing authors. To be ranked ‘Very Popular’ an author must be in the top 20% of results within the selected criteria.
Contact Details
Los Angeles
Email Website
333 Hope Street, 48th Floor
Los Angeles
United States
Telephone: 1-213-6201780

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