David Di Paolo

Everything You Need To Know About The Canadian Investment Regulatory Organization (CIRO): A Dynamic Resource

Court Opens The Door To A Finding Of Fiduciary Duty In Relation To Non-Managed Accounts

Delivery Driver Class Action Against Amazon Stayed And Certification Dismissed

Canada's New SRO: A New Name, Enforcement And Policy Focus

Pearls Of Wisdom: Investment Management Regulatory Trends And Preparing For The New SRO (Video)

Perles De Sagesse : Tendances En Matière De Réglementation Des Investissements Et Préparation En Vue De Lentrée En Scène Du Nouvel Organisme D'autoréglementation Du Canada (Video)

The iMessage And WhatsApp Trap: Compliance With Record-keeping Obligations In The BYOD Era

Alberta Court Of Appeal Affirms Key Decision Regarding Investor Loss Class Actions

CSA Seek To Require Registrants To Help Defend Clients Against Financial Exploitation

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