Tarik M. Shah

SEC Adopts Information Security And Notification Amendments To Regulation S-P

SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date

SEC Division Of Examinations Releases 2024 Examination Priorities – What Private Fund Managers Should Know

SEC Marketing Rule Update: Additional Focus Areas In Examinations

The SEC's Staff Issues A New Marketing Rule FAQ On Net Performance Requirements

SEC Custody Rule Update: Takeaways From Recent Enforcement

SEC Marketing Rule Update: What Private Fund Advisers Should Be Thinking About As The November 4 Compliance Date Approaches