Article 10 Sep 2024 Past Political Contributions Matter: Recent SEC Settlement Highlights The "Look-Back" Provision And Strict Liability Nature Of The SEC's Pay-To-Play Rule United States Finance
Article 05 Aug 2024 Schulte Co-managing Partner Marc Elovitz Quoted In The National Law Journal United States Litigation
Article 18 Jun 2024 Securities Lending Update: SEC Extends Review Period For Proposed Securities Lending Rules United States Finance
Article 01 Jun 2024 SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date United States Media & IT
Article 15 Mar 2024 Marketing Rule FAQ – Impact Of Subscription Lines Of Credit On Presentation Of Net IRRs United States Media & IT
Article 29 Feb 2024 SEC Targets Certain Proprietary Trading Firms And Private Funds With Expanded "Dealer" Definition United States Commercial
Article 10 Nov 2023 SEC Securities Lending Rule: Increased Transparency And The Risk Of Information Leakage United States Commercial
Article 03 Nov 2023 SEC Division Of Examinations Releases 2024 Examination Priorities – What Private Fund Managers Should Know United States Commercial
Article 27 Jun 2023 SEC Marketing Rule Update: Additional Focus Areas In Examinations United States Commercial
Article 23 Jun 2023 SEC Form PF Reporting Changes Effective Dec. 11, 2023, And June 11, 2024 United States Commercial