Michael Hardin

SEC No-Deny Consent Policy Continues To Withstand Challenge While Remaining Subject To Constitutional Scrutiny

The SEC's New Proposed Rule To Regulate Credit Derivatives And Other Security-Based Swaps Raises Practical Concerns For The Industry And May Exceed The SEC's Authority

New Deputy Attorney General Announces Policy Shifts In The Prosecution Of Corporate Crime

New SEC Enforcement Division Director Signals Policy Shifts, Including Potential Emphasis On Admissions Of Wrongdoing

Second Circuit Declines To Strike Down No-Deny Provision Of Executive's SEC Consent Agreement

DOJ Criminal Division Releases Updated Guidance For Evaluation Of Corporate Compliance Programs