David Stephens

SEC Adopts Expedited Exemptive Relief Process For Registered Funds And BDCs

UPDATE: Extends Relief For In-Person Meetings Of Fund Boards Through December 31, 2020

SEC Proposes New Valuation Rule For Registered Funds And BDCs

SEC Issues Exemptive Relief To Provide Funds Additional Short-Term Borrowing Flexibility

The SEC Extends Temporary Conditional Relief For Investment Advisers, Registered Funds And BDCs In Connection With Coronavirus Outbreak

SEC Provides Conditional Relief For Investment Advisers, Registered Funds And BDCs In Connection With Coronavirus Outbreak

SEC Provides Temporary Relief And Guidance For Companies And Funds Affected By The Coronavirus

SEC And PCAOB Issue Joint Statement On The Effects Of Coronavirus On Financial Reporting

SEC Re-Proposes Regulations Governing The Use Of Derivatives And Other Transactions By Registered Funds And BDCs

SEC Identifies Policies, Procedures And Disclosures Related To Registered Investment Advisers' Proxy Voting Responsibilities And Proxy Voting Advice