Article 15 Jul 2020 SEC Adopts Expedited Exemptive Relief Process For Registered Funds And BDCs United States Commercial
Article 09 May 2020 SEC Adopts Rules Implementing Offering Reform For Business Development Companies And Registered Closed-End Funds United States Commercial
Article 25 Mar 2020 SEC Excludes Certain BDCs From Accelerated Filer And Large Accelerated Filer Status United States Commercial
Article 06 Nov 2019 SEC Proposes Expedited Exemptive Relief Process And SEC Staff Issues Guidance On Repurchase Offers By Non-Traded BDCs United States Commercial
Article 11 Oct 2019 SEC Adopts Final Rule On "Test-The-Waters" Communications United States Commercial
Article 16 Sep 2019 SEC Identifies Policies, Procedures And Disclosures Related To Registered Investment Advisers' Proxy Voting Responsibilities And Proxy Voting Advice United States Commercial
Article 05 Apr 2019 SEC Proposes Reforms For Business Development Companies And Registered Closed-End Funds United States Commercial
Article 01 Mar 2019 SEC Proposes Reform Of "Test-The-Waters" Communications Rules United States Commercial