Robert E. Plaze

SEC Approves Exchange Listing Applications For Spot Bitcoin ETPs

2024 SEC Examination Priorities –Takeaways For Registered Fund And BDC Managers

The Countdown Starts: Compliance Dates Set For Private Fund Adviser Rules

Lawsuit Challenges Private Fund Adviser Rules

Relief For Non-U.S. Investment Advisers: SEC Clarifies The Extraterritorial Limits Of The New Private Fund Adviser Rules

SEC Adopts Private Fund Adviser Rules

In Continuation Of Longstanding Focus On Cybersecurity, SEC Proposes Significant Amendments To Regulation S-P

SEC Revisits Regulation S-P After Twenty Years Of Innovation To Information Technology

SEC Examinations In 2023 To Focus On "Riskier Private Funds" And New Marketing Rule

SEC Breaks Its Silence On The New Marketing Rule's Net Performance Requirements