Estela Diaz

Landmark SEC And DOJ Insider Trading Cases Signal Increased Scrutiny Of Rule 10b5-1 Plans

The SEC Reminds Companies Not To Forget The ‘S' In ESG: Activision Blizzard Reaches $35 Million Settlement Over Disclosure Controls Related To Workplace Complaints And Violation Of Whistleblower Protection Rule

A Fractured Framework: Regulatory Actions Against Mango Token Trader Highlight Complexities Of Crypto Enforcement

Blaszczak II: 2nd Circuit Reverses Course And Overturns Insider Trading Convictions

Deputy AG Announces Significant Changes To DOJ Policies Regarding Corporate Investigations

Second Circuit Confirms The Scope Of Scheme Liability Under Rule 10b-5

The FCA And SEC Annual Reports – 2022 Comparison

Coming To Terms With Materiality Judgments For SEC Financial Statements

Increasing Government Enforcement In Insider Trading Of Commodities

District Court Endorses SEC's 'Shadow Insider Trading' Theory – An Analysis Of The Court's Decision And Its Potential Implications For Private Fund Managers