Kevin Scanlan

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AUTHORS CONTENT

H1 Fundraising Review

United States Finance

Fifth Circuit Vacates SEC Rule Regulating Private Funds Advisers

United States Finance

SEC Adopts Significant Cybersecurity Amendments To Regulation S-P

United States Technology

SEC And FinCEN Propose Rule Requiring Investment Advisers To Enact Customer Identification Programs

United States Commercial

SEC Issues Risk Alert Regarding Compliance With Rule 206(4)-1, The Marketing Rule

United States Media & IT

Responsible Investing And The WEF

United States Commercial

SEC Takes Action Against 'AI Washing,' Fines Two Investment Advisers For Misrepresenting Artificial Intelligence Use

Worldwide Technology

SEC Proposes Rules To Address Conflicts Of Interest In The Use Of AI By Investment Advisers And Broker-Dealers

United States Technology

SEC Proposes Data Breach Notification And Incident Response Requirements

United States Privacy

SEC Proposes Oversight Requirements For Services Outsourced By Investment Advisers

United States Commercial

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