Article 15 Oct 2020 SEC Adopts Amendments Updating The ‘Fund Of Funds' Regulatory Framework For Registered Investment Companies And Business Development Companies United States Commercial
Article 16 Jul 2020 SEC Streamlines Procedures For Exemptive Applications Under The Investment Company Act Of 1940 United States Commercial
Article 10 Jul 2020 SEC Releases Risk Alert On Observations From Examinations Of Investment Advisers Managing Private Funds United States Commercial
Article 08 May 2020 SEC Proposes New Valuation Practice Framework For Funds And BDCs United States Finance
Article 23 Dec 2019 SEC Accredited Investor Proposal Could Yield New Product Opportunities For Private Fund Managers United States Commercial
Article 02 Dec 2019 SEC Proposes To Modernize Rules Covering The Use Of Derivatives And Short Sales By Registered Funds And Business Development Companies United States Commercial
Article 02 Sep 2019 SEC Sues Investment Adviser For Nondisclosure Of Revenue Sharing Agreement Details United States Commercial