Joel Rothman

Recent Second Circuit Opinion Underscores The Importance Of Engaging Experienced Counsel To File And Perfect Class Action Claims

The Last Remaining FX Defendant Prevails At Trial

Recent First Circuit Opinion In SEC V. Lemelson Provides A Roadmap For Section 10(b) Cases Involving An Opinion Defense

Court Finds Proposed Opt Out Provisions To Be Too Burdensome

In A Rare Rule 11 Sanctions Decision In A Securities Case, The Court Declined To Impose Sanctions Against The Plaintiffs

Ninth Circuit To Determine Whether Direct Listing Purchasers Have Standing Under Sections 11 And 12 Of 1933 Act

Second Circuit Summarily Affirms The Attorneys' Fees Award In The Foreign Exchange Antitrust Settlement After District Court Rejects Class Counsel's Side Deal With The Objector

Tenth Circuit Affirms Extraterritorial Reach Of SEC Enforcement Of The Federal Securities Laws

Petition For Certiorari Asks Supreme Court To Clarify Whether The Federal Securities Laws Carry A Duty To Update

Delaware Chancery Court Holds Corporations Cannot Enact Federal Forum Provisions To Bypass Cyan And Preclude State Courts From Hearing Securities Act Claims