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Guernsey
Carey Olsen
Registered funds are one of the three types of Guernsey funds.
UK
Goodwin Procter LLP
In our previous alert The FCA's Sustainability Disclosure Requirements and Labelling Regime (SDR): A Flexible Regime for UK Private Fund Managers, we examined the final framework...
Dechert
The directive that makes amendments to the Alternative Investment Fund Managers Directive (AIFMD)1 (and, to the relevant extent, the UCITS Directive)2, referred to as "AIFMD 2.0"3 enters into...
Goodwin Procter LLP
In our previous alert AI and Machine Learning in UK financial services: the public response to the FCA and PRA | Insights & Resources | Goodwin, we discussed the response in FS 2/23 of the PRA and FCA to its discussion ...
Travers Smith LLP
Continuation vehicles are typically structured as limited partnerships, with the investors (both rolling and new) constituting limited partners in the vehicle and the GP acting as manager of the vehicle.
Osborne Clarke
It's almost becoming a cliché – but this year will be a busy one for regulatory compliance. So much so, that the Financial Conduct Authority (FCA) has issued a "Dear CEO" letter...
Proskauer Rose LLP
The Financial Conduct Authority (the "FCA") on 23 April 2024 has published its Consultation Paper CP24/8 (the "CP") on the extension of its Sustainability Disclosure Requirements ("SDR") to portfolio managers.
WTW
A market update of the asset management industry focusing on D&O and E&O insurance.
WTW
Productive finance assets are severely underrepresented in the portfolios of UK Defined Contribution (DC) pension investors. Yet UK DC DC assets under management are growing incredibly fast...
Osborne Clarke
On 12 March 2024, HM Treasury published a near-final version of the Payment Services (Amendment) Regulations 2024, which aim to delay payments processing when there are reasonable grounds to suspect fraud or dishonesty.
Norton Rose Fulbright Hong Kong
On 22 April 2024, the Financial Conduct Authority (FCA) published a speech by its chief executive, Nikhil Rathi, entitled ‘Navigating the UK's Digital Regulation Landscape...
Herrington Carmichael
The FCA regards a client bank as "a name for a list of clients or accounts maintained by someone who provides financial services.
Osborne Clarke
The Financial Conduct Authority (FCA) has updated its rules for authorised UK collective investment schemes, providing additional options, as well as clarifications and corrections...
Norton Rose Fulbright Hong Kong
Now…you need to make what feels like the biggest and most important decision of your life…which department do you want to qualify into? And will they want you?
Herrington Carmichael
In the wake of the global pandemic, there has been a prolific increase in remote and hybrid working among employees...
Ankura Consulting Group LLC
Non-financial misconduct has become an urgent matter of discussion across the financial services sector. Workplace behaviours such as harassment and abuse are indicators...
Cadwalader, Wickersham & Taft LLP
Since 3 January 2018, firms that provide portfolio management or investment advice on an independent basis must pay for the research they obtain...
European Union
Proskauer Rose LLP
On 22 April 2024, the European Securities and Markets Authority ("ESMA") provided its response to the European Commission's request on amendments to the draft regulatory technical standards ("RTS")...
Proskauer Rose LLP
In recent months, market participants have become increasingly optimistic about the probability of a "soft landing" in the US economy, whereby tight monetary policy is shown to have tamed...
Harneys
On 12 April 2024, the European Commission issued a set of much needed FAQs regarding reporting on outgoing transfers related to Article 5r under EU Council Regulation 833/2014.
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