ARTICLE
15 January 1997

Broker And Dealer Licences/ Federal Securities Commission

P
PricewaterhouseCoopers

Contributor

PricewaterhouseCoopers
Russian Federation Antitrust/Competition Law
(Tax News Reporter - Week Ended 14 January 1997)

The Federal Securities Commission (FSC) has issued provisional regulations on licensing and carrying out broker dealer activities. The provisional regulations follow a long period of uncertainty during which no new licenses were issued. Brokers and dealers that are currently operating under a licence issued by the Ministry of Finance should apply for a new licence not later than 1 October 1997.

Regulation of the Federal Securities Commission of 19 December 1996 No. 22

For further information contact Bauke van der Meer on tel: +7 503 232 5511 fax: +7 503 232 5522 or e-mail directly: Bauke_van_der_Meer@ru.coopers.com or enter a text search 'Coopers & Lybrand' and 'Business Monitor'

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More