Current filters:  
Canada
Commercial
Securities
Canada
Borden Ladner Gervais LLP
Securities dealers, including CIRO member dealers, are subject to Canada's anti-money laundering (AML) and anti-terrorist financing (ATF) regime.
Wildeboer Dellelce LLP
On March 13, 2024, the Canadian Sustainability Standards Board ("CSSB") released its proposed Canadian Sustainability Disclosure Standards (the "CSD Standards") for public comment.
Fasken
The Canadian federal budget presented on April 16, 2024 confirmed the government's intention to proceed with numerous previously-announced tax measures "as modified to take into account...
Davies Ward Phillips & Vineberg
March 2024 saw a flurry of significant climate-related disclosure announcements by North American securities regulators and standard setting bodies.
Osler, Hoskin & Harcourt LLP
On April 5, 2024, the U.S. Securities and Exchange Commission (SEC) succeeded in its much-watched civil action against Matthew Panuwat, a former business...
Aird & Berlis LLP
On March 19, 2024, the Capital Markets Tribunal (the "Tribunal") introduced substantial amendments to its Rules of Procedure (the "Rules"). The new Rules replace the former Rules...
McCarthy Tétrault LLP
Bienvenue dans ce nouveau volet de notre série portant sur les modèles de documents offerts par l'Association canadienne du capital de risque et d'investissement (CVCA).
Dentons
The Ontario Securities Commission (OSC) and the Autorité des marchés financiers (AMF) conducted a continuous disclosure review (CD Review)...
Blake, Cassels & Graydon LLP
On March 21, 2024, the Ontario Securities Commission (OSC) and the Autorité des marchés financiers (AMF) published CSA Multilateral Staff Notice 81-337 outlining...
McCarthy Tétrault LLP
MT❯Ventures welcomes you to the second installment of our series aimed at educating startups and founders on the Canadian Venture Capital & Private Equity Association (CVCA) model documents.
MLT Aikins LLP
Amendments to several national instruments and companion policies (the Amendments) concerning the implementation of an access model (the Access Model) for prospectuses...
Miller Thomson LLP
On March 7, 2024, the Canadian Securities Administrators ("CSA") released Staff Notice 81-334 (Revised) – ESG-Related Investment Fund Disclosure (the "Notice").
Dentons
he Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have recently announced an amendment to the self-certified investor prospectus exemption...
Borden Ladner Gervais LLP
A friendly reminder to registrants of the requirement under Part 12 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations...
Borden Ladner Gervais LLP
Registrants are reminded that your basement is not the only thing that may need some spring cleaning – it may be time to dust off the product shelf and review your Know-Your-Product (KYP)...
Borden Ladner Gervais LLP
Chief Compliance Officers of securities dealers are regularly confronted with new issues and problems.
Bennett Jones LLP
On March 11, 2024, the Ontario Capital Markets Tribunal (Tribunal) released its reasons for dismissing Mithaq Capital Inc.'s (Mithaq) application on December 14, 2023...
Pallett Valo LLP
Following COVID-19, several corporate statues in Canada were amended to expressly permit virtual shareholder meetings while providing specific requirements for reporting issuers...
McMillan LLP
On January 11, 2024, the Canadian Securities Administrators (the "CSA") published the final form of amendments to modernize the way non-investment fund reporting issuers and dealers may deliver prospectuses.
Gowling WLG
In a landmark move, the United States Securities and Exchange Commission ("SEC") introduced groundbreaking Climate Disclosure Rules (the "US Rules") on March 6, 2024...
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Upcoming Events
Mondaq Social Media