Article
SEC Enforcement Director Reflects On “Transitionary” Year For The Division And Reaffirms A “Back To Basics” Approach To Enforcement
The SEC Enforcement Division Director outlines a strategic shift toward "back to basics" enforcement, emphasizing quality over quantity in pursuing cases involving fraud, insider trading, and accounting violations. The remarks detail new specialized units, interagency coordination efforts, and specific expectations for defense counsel responding to investigations, signaling a recalibrated approach to securities enforcement.
Goodwin Procter LLP