Article 10 Mar 2026 Reimagining Securities Arbitration: FINRA Launches Broad Review Of Arbitration Rules And Requests Comment On Modernization Initiative United States Finance
Article 24 Sep 2025 Reaching The Finish Line: The CFTC Concludes Its Enforcement Sprint By Offering Lower Fines For Self-Reporting And Cooperation United States Finance
Article 11 Mar 2025 Clearer Skies Ahead: CFTC Enforcement Division's New Advisory Opens Doors For Self-Reporting And Increased Cooperation United States Finance
Article 05 Feb 2025 Will History Repeat Itself? Peering Into The Past To Predict The Next Four Years Of CFTC Enforcement Actions United States Finance
Article 27 Jan 2025 Crypto In The Courts: Five Cases Reshaping Digital Asset Regulation In 2025 United States Technology
Article 08 Sep 2023 FINRA Settles First Significant CAT Reporting Enforcement Action United States Finance
Article 04 Aug 2023 Mallory v. Norfolk Southern Railway Co.: Supreme Court Recognizes Existence Of Consent-Based Theory Of General Personal Jurisdiction United States Litigation
Article 18 Jul 2023 Recent DC Circuit Court Of Appeals Case Brings FINRA To The Forefront Of The SRO State Actor Controversy United States Finance
Article 31 Mar 2023 FINRA Proposes Changes To Arbitrator List Selection Process United States Commercial
Article 03 Aug 2022 Second Circuit Rejects Probabilistic Pleading To Allege Actual Damage In Spoofing Cases United States Finance
Article 10 Dec 2021 Key Takeaways: CFTC's FY 2021 Swap Dealers Enforcement Actions United States Finance
Article 11 Oct 2021 CFTC Expanding Anti-Manipulation Powers To Punish Misrepresentations To Futures Exchanges And FCMs United States Finance
Article 23 Aug 2021 Second Circuit Opinion Allows Market Manipulation Claims Based On Hedging Activity United States Commercial
Article 11 Dec 2013 Gruss v. Zwirn: SDNY Strikes A Blow Against Selective Waiver United States Finance
Article 01 Mar 2012 The SEC’s Heightened Scrutiny Of Broker-Dealer Municipal Securities Underwriting And Public Entity Sales Practices United States Finance