Paulita A. Pike

Podcast: Operating Under The ETF Rule: How Are Things Going In The Early Days?

Podcast: What's Happening Now: Current Developments For ETFs As The ETF Rule's Compliance Date Approaches

Recent ETF-Related Developments

2019 Final ETF Rulemaking – Summary And Analysis

GDPR And The Funds Industry

Cybersecurity Oversight

Cybersecurity In The Investment Management Industry (Video)

A Successful, Evolving Model For Fund Governance