Jason M. Daniel

SEC To Consider Changes To "Foreign Private Issuer" Eligibility Criteria

Atkins-Led SEC Recognizes That Conflicts Of Interest Must Be 'Material' In Complaint Alleging Fraud And Breaches Of Fiduciary Duties By Investment Adviser

Bureau Of Economic Analysis' Mandatory Form BE-10 Survey Deadline Approaches For A "Benchmark Year" For U.S. Persons With Direct Foreign Investments

"Under The Wire" E-Comms Settlements: More Confusion Than Closure

CFTC Finalizes Amendments To Rule 4.7

Fund Managers Must Assess Whether Microsoft/CrowdStrike Outage Has Triggered Additional Regulatory Filings

Form SHL: Reports By US Issuers And Others On Foreign Ownership Due August 30, 2024

New Privacy And Cybersecurity Obligations For Private Fund Sponsors And Managers

SCOTUS Ruling: Pure Omissions Are Not Actionable Under Rule 10b-5

"Round 2" Of Marketing Rule Enforcement Actions — Focus On Hypothetical Performance