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Akin Gump Strauss Hauer & Feld LLP
Jason M. Daniel
Jason M. Daniel
Akin Gump Strauss Hauer & Feld LLP
A Quant And MNPI Enforcement Action - Important But Not For The Reasons You Might Think
28 Sep 2021 | United States
SEC Brings First-Ever ‘Alternative Data' Enforcement Action
17 Sep 2021 | United States
SEC Cyber Enforcement Actions – Lessons For Private Fund Managers
09 Sep 2021 | United States
NFA Proposes To Amend The Branch Office Definition, Embraces The ‘New Normal' Of Remote Working For CPOs And CTAs
30 Aug 2021 | United States
New "Shadow Insider Trading" SEC Enforcement Action -- Four Lessons For Private Fund Managers
25 Aug 2021 | United States
SEC Charges 21 Advisers For Form CRS Failures – Impact On Private Fund Managers
05 Aug 2021 | United States
Cross Trades And Principal Transactions – New SEC Guidance For Private Fund Managers
04 Aug 2021 | United States
A Grab-Bag Of SEC Enforcement Actions: Six Lessons For Private Fund Managers
26 Jul 2021 | United States
New Outsourced Compliance Guidance – Implications For CFTC-Registered Private Fund Managers
13 Jul 2021 | United States
Qualified Client Thresholds Increased – Actions Required By Private Fund Managers
08 Jul 2021 | United States
2021 Compliance Reminders And Calendar For Private Fund Advisers
30 Apr 2021 | United States
The SEC's Latest Risk Alert Puts ESG Investing In The Crosshairs
23 Apr 2021 | United States
SEC Continues Focus On Digital Asset Securities
25 Mar 2021 | United States
U.K. Privacy Regulator Clarifies How U.K. Firms May Respond To SEC Document And Records Requests
27 Jan 2021 | UK
ICO Publishes Response To SEC Request For Guidance Regarding Cross-Border Transfers And Disclosure Of Personal Data
27 Jan 2021 | UK
Second Circuit Provides Guidance On Delegation Of Beneficial Ownership In Short-Swing Trading Case Brought Under Section 16 Of The Exchange Act
06 Dec 2020 | United States
OCIE Risk Alert Summarizing Investment Adviser Compliance Weaknesses And Deficiencies
24 Nov 2020 | United States
CFTC Expands Availability Of 3.10(c)(3) Registration Exemption For Non-US Commodity Pool Operators And Commodity Trading Advisors
09 Nov 2020 | United States
SEC Proposes Exempting Finders, Subject To Compliance Obligations
15 Oct 2020 | United States
Compliance Reminder: BE-180 Survey Of Cross-Border Financial Services Transactions
01 Oct 2020 | United States
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20%
Very Popular: This author falls within the Top 20% for the below topics and industry categories
Based on Mondaq users readership, this author is ranked as VERY POPULAR in United States for the topics, user groups and industry sectors listed below*:
Topics
  • Fin Tech
  • Compliance
  • Technology
  • Venture Capital
  • Corporate/Commercial Law
  • Securities
  • Investment Strategy
  • Finance and Banking
  • Financial Services
Positions
  • Corporate/Company Secretary, Compliance Officer
  • Lawyer in Law Firm, Private Practice, Barrister
* Rankings are based on analysis of the last 12 months of Mondaq readership data across more than 25,000 contributing authors. To be ranked ‘Very Popular’ an author must be in the top 20% of results within the selected criteria.

THOUGHT LEADER

2021

Autumn

  • Compliance
  • United States
Contact Details
Dallas
Email Website
1700 Pacific Avenue
Suite 4100
Dallas
United States
Telephone: 1-214-9692787

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