Agustin Ferrari

Refresher: Structured Products: A Framework For Post-Approval Review

New QFC Stay Rules Affect Dealer Agreements And Distribution Agreements

United Kingdom Financial Services Legislation In The Aftermath Of A No-Deal Brexit—What Potential Changes To UK Securities Laws And Regulations Should Issuers Of Securities Be Aware Of?

Positier Investor Testing

SEC Investor Advocate Report On Activities For Fiscal Year 2018: Survey Results Regarding Investment Advice

Product Intervention – A New Tool In EU Securities Regulation

ISDA Benchmark Supplement

NASAA Releases Annual Enforcement Report 2018

FINRA Releases Report On The Rise Of RegTech

Congress Urges SEC To Revise Regulation Best Interest