Tracy Hooey

CSA Pauses New Climate And DEI Disclosure Rules To Focus On The Competitiveness Of Canada's Capital Markets

Diversification Opportunities For Canada's Life Sciences Businesses In South Korea

Canadian Securities Administrators Create An Exemption To Allow Listed Companies To Issue Freely Tradable Securities Without A Prospectus

CSA Final Amendments And OSC Proposed Rule Regarding The Prohibition Against/Restriction On The Use Of Deferred Sales Charges For Prospectus Qualified Mutual Funds

The Results Are In: CSA Review Of Gender Diversity And Term Limit Disclosure

OSC LaunchPad – Annual Summary Report

OSC Staff Notice Comments On Fund Manager Oversight Of Related Party Service Providers

MFDA Continuing Education Proposed Rules And Policy

BCSC Seeks Feedback On Fintech Regulation

SEC Warns That Initial Coin Offerings Could Be Subject to U.S. Securities Laws