Jonathan Hecht

SEC Ends Long-Standing No-Admit/No-Deny Policy

SEC's Division Of Enforcement Announces Significant Updates To Its Enforcement Manual – The Changes Provide Important Transparency Regarding Division Practices And Decision-Making

DOJ Continues To Incentivize Self-Disclosing Misconduct, But When And Where May Be Complicated: Takeaways From The SDNY's Corporate Enforcement And Voluntary Self-Disclosure Program

FINRA's Annual Guidance Spotlights AI And Cyber Risk Management And Governance

Approaching Effective Date For Regulation S-P Amendments: What Businesses Need To Know

SEC Chairman Commits To Fair Enforcement Process – Atkins Sets Norms For The Wells Process And The Commission's Consideration Of Settlement And Collateral Consequences

Southern District Of New York Allows Certain Investor Claims Against UiPath To Survive Dismissal

SEC Announces Creation Of Cyber And Emerging Technologies Unit

SEC Sends Additional Message To Registered Investment Advisers On Marketing Rule Obligations Through Enforcement Actions

Court Confirms That Dilution Of Shareholders May Constitute Both A Direct And Derivative Harm

U.S. Supreme Court Significantly Curtails SEC Enforcement Forum Discretion

Fifth Circuit Vacates The Private Funds Rules And Constrains The SEC's Rulemaking Authority

SEC Staff Makes Clear That Cybersecurity Incident Disclosures Under Item 1.05 Of Form 8-K Should Be Limited To Material Cybersecurity Incidents

Courts Address Obligations (Or Not) To Disclose Back And Forth With FDA. Read More About It And Other Key Decisions In This Edition.

Key Questions For The Upcoming Private Funds Rules Fifth Circuit Decision

Digital Currency & Blockchain Quarterly Litigation Update

SEC Speaks Conference 2024

Court Dismisses Class Action Against Biopharmaceutical Company For Failing To Disclose Progress Of Competitor; Second Circuit Affirms Dismissal Of Putative Class Action Against Allergan; Eleventh Circuit Affirms That "Toxic" Lender Qualified As A "Dealer" Under The Exchange Act Due To High-Volume Trading; Delaware Court Of Chancery Invalidates Governance Rights In Stockholder Agreement

New SEC Climate Rules Stayed By Fifth Circuit – For Now

In Re Sears Hometown And Outlet Stores, Inc. Stockholder Litigation, 2024 WL 262322 (Del. Ch. Jan. 24, 2024)