Basil V. Godellas

SEC Marketing Rule FAQs Provide New Guidance On Presenting Gross And Net Performance In Extracted Performance And Investment Characteristics

SEC Division Of Examinations 2025 Priorities

Alternative Funds 2024

FinCEN Final Rule Exempts Certain Investment Advisers From AML/CFT Compliance Requirements

With Chevron Decision, Regulated Financial Firms May Increase Challenges To Federal Agency Action

Chevron Deference No More: How SCOTUS' Landmark Reversal Will Affect The Financial Services Industry

Investment Advisers Receive Reprieve From Private Funds Rule

Do You Know Your Customer? FinCEN & SEC Propose New Investment Adviser KYC Obligations

U.S. Department Of Labor Publishes Final Amendment To The QPAM Exemption

Be Advised: Investment Advisers Face Renewed Prospect Of AML/CFT Compliance Obligations