Alan Linning

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Alan Linning’s articles from Mayer Brown are most popular:

within Finance and Banking topic(s)
in European Union, Europe and North America

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AUTHORS CONTENT

Hong Kong Court Of Final Appeal Upholds Legality Of 'No Consent Regime

Hong Kong Finance

Quick Reference Chart On Key Global Climate-Related Disclosure Rules

United States Coronavirus

Global Climate Change Disclosure Initiatives And Board Corporate Governance Considerations

United States Finance

HKMA Rolls Out Standards For The Sale Of Sustainable Investment Products

Hong Kong Finance

Hong Kong Court Of Final Appeal Confirms The SFC's Extra-territorial Reach

Hong Kong Litigation

Sponsor Principals Beware: Hong Kong SFC Holds Individual Accountable As Well As Licensed Corporation For Sponsor Failures

Hong Kong Finance

Hong Kong SFAT Affirms Two-Year Ban On Senior Manager For Conflict Of Interest Breaches

Hong Kong Litigation

Hong Kong SFC Sanctions Responsible Officer And Manager-In-Charge Over Financial Resources Rules Breaches

Hong Kong International

Stop The "Rolling Bad Apples": Mandatory Reference Checking In The Banking Sector

Hong Kong Finance

Sponsors Beware: Hong Kong SFC Imposes Another Heavy Fine For Sponsor Failures

Hong Kong Finance

HKMA Imposes HK$16m Penalty On Bank After AML Disciplinary Proceedings

Hong Kong Government

Hong Kong SFC Concludes Consultations On Proposed Amendments To Enforcement-Related Provisions Of The Securities And Futures Ordinance

Hong Kong Commercial

Hong Kong SFC Fines Asset Manager For Internal Control Failures

Hong Kong Finance

Hong Kong SFC Fines Placing Agent For Disregarding Fundamental Duties

Hong Kong Commercial

‘No Consent' Procedure Confirmed Lawful By Hong Kong Court Of Appeal

Hong Kong Litigation

Sustainable Private Equity In Asia: Through The Lenses Of Compliance, Strategy And Branding

Worldwide Commercial

Sustainable Asset Management In Asia: 2023 Sustainability Pulse Check

Worldwide Wealth Mgt

Anti-Money Laundering Comparative Guide - Legal And Enforcement Framework

Hong Kong Government

Hong Kong SFC Reprimands Another Futures Firm For AML Breaches

Hong Kong Government

Hong Kong Gets Mixed Ratings In Latest FATF Report For AML Compliance

Hong Kong Government

AWARDS

Spring 2024 Award for Employment and HR in Hong Kong

Employment and HR

Stop The "Rolling Bad Apples": Mandatory Reference Checking In The Banking Sector

Spring 2024 Award for Data Protection in Hong Kong

Data Protection

Stop The "Rolling Bad Apples": Mandatory Reference Checking In The Banking Sector

Spring 2024 Award for Government, Public Sector in Hong Kong

Government, Public Sector

HKMA Rolls Out Standards For The Sale Of Sustainable Investment Products

Autumn 2023 Award for Finance and Banking in Hong Kong

Finance and Banking

Stop The "Rolling Bad Apples": Mandatory Reference Checking In The Banking Sector

Autumn 2023 Award for Compliance in Hong Kong

Sponsors Beware: Hong Kong SFC Imposes Another Heavy Fine For Sponsor Failures

Autumn 2023 Award for Government, Public Sector in Hong Kong

Government, Public Sector

HKMA Imposes HK$16m Penalty On Bank After AML Disciplinary Proceedings

Autumn 2023 Award for Environmental Law in Hong Kong

Environmental Law

Sustainable Private Equity In Asia: Through The Lenses Of Compliance, Strategy And Branding

Autumn 2023 Award for Government, Public Sector in Hong Kong

Government, Public Sector

‘No Consent' Procedure Confirmed Lawful By Hong Kong Court Of Appeal

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