The SEC requested comments on a FINRA proposal (see previous coverage) to update cross-references and make non-substantive changes to certain FINRA Rules as part of FINRA's ongoing development of a Consolidated Rulebook. The request for comments was published in the Federal Register.
The proposal is effective immediately. Comments must be submitted by March 23, 2017.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.