United States:
Federal Register: SEC Requests Comments On Technical Revisions To Consolidated Rulebook
27 July 2016
Cadwalader, Wickersham & Taft LLP
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The SEC solicited comments on a FINRA proposal
to revise its consolidated rulebook. The
revisions update certain cross-references and make other
"non-substantive changes." The request for comments was
published in the Federal Register.
Comments on the FINRA proposal must be submitted by August 10,
2016.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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