United States:
Federal Register: SEC Requests Comments On FINRA Proposal For TRACE Reporting Of U.S. Treasuries
05 January 2017
Cadwalader, Wickersham & Taft LLP
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The SEC requested comments on a
FINRA proposal to amend FINRA Rules
6710 and
6730 for reporting transactions in U.S. Treasury
Securities on the Trade Reporting and Compliance Engine
("TRACE"). The amendment clarifies the definitions of
"Auction Transaction" and "When-Issued
Transaction." The request for comments was published in the
Federal Register. The proposal is effective immediately. Comments
on the FINRA proposal must be submitted by January 17, 2017.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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