Mondaq USA: Finance and Banking > Commodities/Derivatives/Stock Exchanges
Womble Bond Dickinson
ESMA has become the latest body to denounce initial coin offerings (ICOs), issuing statements directed at investors and firms highlighting the distinct risks involved.
Shearman & Sterling LLP
On 28 September 2017, ESMA published a final report and final draft regulatory technical standards ("RTS") on the trading obligation for derivatives under the Markets in Financial Instruments Regulation ("MiFIR").
GuernseyFinance
Stuart Gardner, a Director at EY in Transaction Advisory Services, and David Jones, Counsel at Carey Olsen, writing on behalf of the Guernsey Investment Fund Association, look at Guernsey's role...
GuernseyFinance
Delegates at the upcoming Guernsey Funds Masterclass in London will hear of the opportunities that will exist for the UK in the future despite the current Brexit-fuelled uncertainty.
GuernseyFinance
The Hillview Group has expanded its investment offering with the launch of its first real estate fund.
Cadwalader, Wickersham & Taft LLP
FDIC Chair Martin J. Gruenberg warned against making significant changes to Dodd-Frank reforms and discussed the benefits of post-crisis regulation.
Cadwalader, Wickersham & Taft LLP
A Chicago-based futures commission merchant ("FCM") and its affiliate agreed to pay a civil monetary penalty to settle CFTC charges for executing illegal "exchange for related position" ("EFRP") transactions.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Market Oversight ("DMO") extended time-limited relief to swap execution facilities ("SEFs") from the "occurs away" requirement in the CFTC Rule 43.2 definition of "block trade."
Cadwalader, Wickersham & Taft LLP
A Norway-based energy company agreed to pay a civil monetary penalty to settle CFTC charges of attempting to manipulate a propane benchmark in order to benefit certain physical and financial positions...
Cadwalader, Wickersham & Taft LLP
Commissioner Rostin Behnam identified four key reform priorities: mandatory clearing, exchange trading of standardized swaps, swap data reporting, and capital and margin requirements...
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo encouraged (i) reforming the rules recently adopted for regulating swap execution facilities ("SEFs") and (ii) engaging in collaborative efforts with other regulators...
Withers LLP
On October 26, 2017, the Commodity Futures Trading Commission issued an order extending until December 31...
Cadwalader, Wickersham & Taft LLP
CFTC Chief Innovation Officer and Director of LabCFTC Daniel Gorfine asserted that the LabCFTC initiative was intended to "make the CFTC more accessible to FinTech innovators" and to "inform the [CFTC]'s...
Shearman & Sterling LLP
On September 1 2017 the Board of Governors of the Federal Reserve System adopted a final rule requiring US global systemically important banking institutions (GSIBs), their subsidiaries...
Cadwalader, Wickersham & Taft LLP
The three institutions that are being granted relief in the letters – Banco Centroamericano de Integración Económica, the European Stability Mechanism...
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo warned of the potential negative effects of European regulatory changes on U.S. financial markets.
Cadwalader, Wickersham & Taft LLP
A swap dealer agreed to pay a civil monetary penalty to settle CFTC charges related to providing inaccurate mid-market marks on swaps transactions and related reporting and supervisory violations.
Cadwalader, Wickersham & Taft LLP
A futures commission merchant ("FCM") agreed to settle charges of reporting failures in connection with filing inadequate futures and options transaction data reports with the CFTC.
Kramer Levin Naftalis & Frankel LLP
On Jan. 3, 2018, the long-anticipated overhaul of European Union (EU) financial markets legislation will come into effect.
Kramer Levin Naftalis & Frankel LLP
SEC chairman emphasizes focus on individual accountability and cybersecurity as key themes in regulatory approach to financial markets.
Latest Video
Most Popular Recent Articles
GuernseyFinance
Bitcoin was released in 2009 as a digital currency system via a simple posting to a niche mailing list.
Cadwalader, Wickersham & Taft LLP
CFTC Chief Innovation Officer and Director of LabCFTC Daniel Gorfine asserted that the LabCFTC initiative was intended to "make the CFTC more accessible to FinTech innovators" and to "inform the [CFTC]'s...
Morrison & Foerster LLP
NASDAQ Private Markets and Morrison & Foerster recently discussed Section 4(a)(2), the statutory private placement exemption...
Cadwalader, Wickersham & Taft LLP
In connection with Ukraine-/Russia-related sanctions, the U.S. Department of the Treasury OFAC published (i) an amended Directive 4 related to sectoral sanctions on the Russian energy sector, and (ii) updated FAQs.
Reed Smith
On October 23, 2017, a Brooklyn federal jury found Mark Johnson, a foreign exchange trader, guilty of fraud for trading ahead of a $3.5 billion client order.
Thompson Coburn LLP
As cryptocurrencies such as Bitcoin enter the mainstream, entrepreneurs are exploring business models that may depend on compliance with regulatory constraints.
Reed Smith
On October 17, 2017, the U.S. Commodity Futures Trading Commission's ("CFTC") LabCFTC released a primer on virtual currencies, available here. The primer is an "education tool" that provides...
Shearman & Sterling LLP
On 28 September 2017, ESMA published a final report and final draft regulatory technical standards ("RTS") on the trading obligation for derivatives under the Markets in Financial Instruments Regulation ("MiFIR").
Kramer Levin Naftalis & Frankel LLP
Chairman Chris Giancarlo told the House Agriculture Committee that the CFTC will maintain the $8-billion swap dealer de minimis threshold at least through the end of 2019.
Ropes & Gray LLP
There is little question that virtual currency will be subject to increasing regulatory oversight as it continues its steady march towards the mainstream.
Article Search Using Filters
Related Topics
Mondaq Advice Center (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with