United States:
Colorado Adopts New Cybersecurity Rules For Broker-Dealers And Investment Advisors
18 September 2017
by
Daniel J. McLoon
,
Mauricio Paez
,
Richard Johnson
,
Jonathon Little
,
Kevin Lyles
,
Todd McClelland
,
Jeff Rabkin
,
Lisa M. Ropple
,
Adam Salter
,
Michiru Takahashi
,
Undine Von Diemar
,
Olivier Haas
,
Jörg Hladjk
and
Anand Varadarajan
Jones Day
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On June 19, the Colorado Division of Securities adopted new cybersecurity rules applicable to
broker-dealers purchasing securities in Colorado and investment
advisers who do business in the state. The rules establish general
guidelines for reasonable cybersecurity practices and mandate a
number of specific practices, including the establishment and
maintenance of written procedures reasonably designed to ensure
cybersecurity. The rules became effective on July 15.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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