United States:
SEC Forms Fixed Income Market Structure Advisory Committee
16 November 2017
Cadwalader, Wickersham & Taft LLP
To print this article, all you need is to be registered or login on Mondaq.com.
The SEC announced the creation of a Fixed Income
Market Structure Advisory Committee (the
"Committee").
The Committee was established to evaluate corporate bond and
municipal securities markets, and to identify opportunities for
regulatory improvements. SEC Chair Jay Clayton said that the
Committee will help the SEC ensure that its "regulatory
approach to these markets meets the needs of retail investors, as
well as companies and state and local governments."
Chair Clayton appointed Michael Heaney as Chair of the
Committee. Twenty-two other initial members were also
named.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Corporate/Commercial Law from United States
Corporate Transparency Act Update
Shulman Rogers
With the arrival of spring and the first set of Corporate Transparency Act (CTA) filing deadlines behind us, it is a good time for an update on lessons learned from the initial filings.
Compliance Isn't The Only 'AI Washing' Risk
Bracewell
Companies are rapidly adopting artificial intelligence technologies, and both regulators and private plaintiffs have set their sights on "AI washing," where businesses tout AI capabilities that do not exist.