United States:
Federal Register: SEC Requests Comments On Extending Expiration Date For Application Of FINRA Rules To Security-Based Swaps
19 January 2017
Cadwalader, Wickersham & Taft LLP
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The SEC
requested comments on an FINRA proposal that will extend the
expiration date of FINRA Rule
0180 ("Application of Rules to Security-Based Swaps")
to February 12, 2018. The rule limits the application of FINRA
rules to security-based swaps, with certain exceptions. The request
for comments was published in the Federal Register.
Comments on the extension must be submitted by February 2,
2017.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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